WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

AUGUST 2, 2023

RIA NEWS

115-year-old Chicago-based Rothschild Makes First Acquisition

Rothschild Investment Corporation said it plans to continue in the M&A market, adding up to $1 billion in AUM annually.

FULL ARTICLE

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REGULATION AND COMPLIANCE

SEC Fears Some B/Ds Fall Short in Anti-Money Laundering Compliance

In a new risk alert, SEC examiners stressed that firms have appropriate staffing to comply with AML regulations, especially after the wave of sanctions following Russia’s invasion of Ukraine.

FULL ARTICLE

RESOURCE CENTER

Fully Integrated Model Marketplace and Proposal Generation Tools

Rendezvous streamlines proposal generation and model assignments so you can focus on your client relationships.

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RIA NEWS

Mercer Adds $1.4B in Assets From California, Texas Acquisitions

Mercer is expanding its footprint in California and Texas and bolstering its estate planning capabilities with two deals announced this week.

FULL ARTICLE

401KTV

401(k) Real Talk Episode 70: August 2, 2023

Open, honest and candid discussions about the latest news in the RPA industry.

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