WealthManagement.com Daily Memo
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| INDUSTRY | | | | | | Diana Britton | | Advisor Ryan Rayburn decided to look for a new broker/dealer when Osaic announced its acquisition of Lincoln. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The brokerage regulator argued the firm’s automated process for approving options traders on its self-directed platform missed instances where clients submitted applications with conflicting information. FULL ARTICLE |
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| WEBINAR | | | | Sponsored by American Cancer Society | | Join our webinar on May 7th, as experts give an overview of the new corporate transparency act, and what next steps are required to take as the panel answers your pre-submitted questions. REGISTER NOW |
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| CELEBRITY ESTATES PODCAST | | | | David H. Lenok | | Vanilla co-founder Steve Lockshin details the nuances surrounding NIL deals and the foundational estate planning strategies every individual, regardless of fame, should consider. LISTEN NOW |
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| RPA | | | | Fred Barstein | | And accelerating record keeper and advisor consolidation. FULL ARTICLE |
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