Morning Memo
Wealth Management Morning Memo

OCTOBER 29, 2020

REGULATION AND COMPLIANCE

A Blue Wave May Derail DOL's Rule on ESG in Retirement Plans

Even as the Trump administration races to finalize a rule restricting ESG investments in retirement plans, there are still a number of ways in which a Democratic win next week could reverse the decision, according to a panelist at Money Management Institute's 2020 conference.

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INDUSTRY

Captrust's Plan to Bridge Retirement and Wealth

Captrust executives discussed with WealthManagement.com their M&A strategy to bring institutional retirement services and a full-service wealth management firm under one roof.

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SPONSORED CONTENT

Beware the Value Trap: Value Stocks May Be Inexpensive for a Reason. Where Else Can You Turn

While value stocks may look cheap, they have the potential to stay undervalued for a long time. You may want to consider dividend growth strategies instead. Find out why.

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RETIREMENT PLANNING

DOL Issues Final Electronic Disclosure Rule

The new rules are a good start at modernizing retirement plan communications.

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See Our Seven Myths of Portfolio Construction

Explore the seven common myths in portfolio construction.

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Wealthies Circle Spotlight

Personal Capital Case Study

Learn how Personal Capital’s partnership with MyVest helped build a digital RIA powerhouse.

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The Daily Brief

REGULATION AND COMPLIANCE

SEC Charges Seven in Microcap Securities Scheme

The SEC said the charged individuals worked in boiler rooms soliciting investors while they received commissions from sales of securities they were asked to promote.

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TECHNOLOGY

BondWave Rolls Out Effi for RIAs

The new fixed income platform provides a toolset specific for the needs of independent advisors.

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SPONSORED WEBINAR

Top Tech Tips for Financial Services Teams Working Remotely

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