Morning Memo
Wealth Management Morning Memo

JANUARY 16, 2020

INDUSTRY

A Fresh Round of First-Timers Headlines RIA M&A in 2019

2019 marked a banner year for investment advisory M&A, including a number of new entrants and first-time buyers making their presence known in the RIA space.  

FULL ARTICLE

BUSINESS PLANNING

Five Mistakes Planners Make When Running Their Businesses

Run the practice, don’t let the practice run you.

FULL ARTICLE

SPONSORED CONTENT

Meet the HENRYs

Tracking the newest in millennial wealth.

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BUSINESS PLANNING

How One Elite Team Is Raising the Bar for 2020

Looking back is just as important as looking forward.

FULL ARTICLE

SPONSORED CONTENT

The Role of Alternatives in Retirement

Are you planning for the next 20 years or the next 100 years?  

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The Daily Brief

REGULATION AND COMPLIANCE

SEC Comes Under Fire for Lack of Diversity on Advisory Committees

The SEC has 79 advisory committee members, but only three of them are black and one is Latino, according to a review by the House Financial Services Committee.

FULL ARTICLE

TECHNOLOGY

Paper Millionaires Looking For "Pre-Wealth" Management

What's the solution for startup denizens that don't understand options and planning? Another startup.

FULL ARTICLE

SPONSORED WEBINAR

Staying the Course in a Time of Increasing Risk

A decade of ultra-easy monetary policy has led corporate issuers to accumulate record levels of debt, making them vulnerable to downgrades when the turn in the business cycle arrives. In this time of increasing risk, we’ll share insights on tensions in the macro environment and potential implications to investors.

TODAY, January 16, 2020 | 4:15 PM ET  

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PEOPLE

Stuart Heckman Named Academic Editor for Journal of Financial Planning

Recipient of the FPA's Best New Research award, Heckman has been widely published in industry journals.

FULL ARTICLE

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