Morning Memo
Wealth Management Morning Memo

MAY 9, 2019

HIGH NET WORTH

A Royal Dilemma: Prince Harry and Meghan's Baby Liable for U.S. Taxes

The newborn is automatically a dual citizen.

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INDUSTRY

At the SALT Conference: The RIA Market Is Getting Frothy

Speaking on a wealth management panel at Anthony Scaramucci’s SALT conference, executives pointed to the influx of capital from investors outside of the industry driving up valuations of RIA firms and accelerating the pace of mergers and acquisitions.

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SPONSORED CONTENT

Three Steps to Financial Data Security

Handling sensitive client information requires data security.

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RETIREMENT PLANNING

Five Tips for Proactively Helping Aging Parents

What your clients should include in a caregiving plan.

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SPONSORED CONTENT

Podcast: Get Equipped to Create Your Succession Plan

In this new podcast, uncover steps that you can take to inch closer to having your complete succession plan.

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The Daily Brief

REGULATION AND COMPLIANCE

Two Brokers Awarded Over $6 Million in Claim Against Credit Suisse

The Swiss multinational investment bank continues to face compensation claims from brokers after shuttering its U.S. banking unit in 2015.

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ETFS

SoFi Adds 2 New ETFs

The online financial services company is launching two new ETFs, one designed to capitalize on the gig economy.

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