JULY 16, 2024

REGULATION AND COMPLIANCE

ACA Survey: Most Advisory Firms Have No Plans To Use AI Tools

Patrick Donachie

Some 64% of advisory firms have no plans to develop or use client-facing artificial intelligence, yet 46% said it was a chief compliance concern, according to the ACA Group's latest survey.

FULL ARTICLE

INDUSTRY

Prospera Adds $115M California Advisor From Wells Fargo

Diana Britton

Up the Graph Financial Group, led by Garrick Updegraph, joins from Wells Fargo Advisors Financial Network.

FULL ARTICLE

RESOURCE CENTER

5 Considerations When Choosing a CRM for Your Advisory Firm

Sponsored by SS&C Black Diamond Wealth Platform

Ensure you have the right tools to build stronger relationships with your clients.

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RPA

The Future of IRA Rollovers

Fred Barstein

RPAs, wealth advisors and record keepers are competing for the same assets.

FULL ARTICLE

HIGH NET WORTH

3 Underutilized Estate Planning Strategies for Business Owners

Cort Haber

With the estate tax exemption sunset looming, the time to begin planning is now.

FULL ARTICLE

WEBINAR

Navigating the Tech Evolution: Lessons from Top Buy-Side CTOs

Sponsored by Salesforce and Box

Join our webinar on July 22, 2024, to learn from top buy-side CTOs about navigating tech evolution in wealth management, covering change management, cybersecurity, AI, and more!

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