Morning Memo
Wealth Management Morning Memo

APRIL 18, 2020

Advising Clients on the Brink of Unemployment

You can help clients remain financially secure, even when their paycheck is not.

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Advisors Remain Focused on Client Relationships

Building personal connections is a key component of most advisors' activities.

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Regulation

XYPN Submits Final Brief in Suit Challenging Reg BI

Next, judges in the 2nd U.S. Circuit Court of Appeals will hand down a ruling in the group's case against the SEC. A favorable decision for the network could strike down Reg BI and lead to improved consumer protections.

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Podcast

Transparency With Diana B.: Life in Lockdown During COVID-19

U.S.-based financial planner Hui-chin Chen was in Saint Lucia, where her husband was stationed for work, when the pandemic locked down the country, stranding her abroad. That may seem ideal, but it adds complications as she struggles to stay sane and focused on her clients.

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Technology

Orion Wants to Be a Marketing Star

In a nod to its star-like corporate logo, Orion Advisor Services has launched a marketing service called Market*r, based on its Advizr planning tool.

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Technology

Security Provider OS33 Offers Free Tool to Help Secure Advisor Computers

The technology company is helping firms meet FINRA cyberalert guidelines by offering advisors free access to its compliance and device-check software.

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Investment

Beta Bets Have Paid Off

Is it time to cash in?

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Technology

SmartAsset Gets Into 'Match-Making'

Advisors may soon find themselves humming the lyrics to the musical Fiddler on the Roof: "Find me a find, catch me a catch."

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