Wealth Management
 
WealthManagment.com Daily Memo
Wealth Management Daily Memo

FEBRUARY 21, 2025

REGULATION & COMPLIANCE

Advisor Charged with Trying to Fabricate Evidence, Threaten Witnesses

According to the Department of Justice, Adam Kaplan told an unnamed associate to threaten to harm witnesses in an ongoing fraud investigation against him and his brother.

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PODCAST

The WealthStack Podcast: The Next Era of Personalized Wealth Solutions with David Crow

Axos Clearing's David Crow details how firms can harness technology, data and AI to better serve clients and drive efficiency.

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RESOURCE CENTER
Women, Wealth, and Retirement Planning
Tools and strategies to help your female clients and your business thrive.
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ESTATE PLANNING

Trusts, Taxes and Transfers: How Legal Expertise Shapes Smarter Wealth Planning

A legally trained financial advisor helps clients stay on track and avoid missed opportunities for estate planning.

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REGULATION & COMPLIANCE

Coinbase Says SEC Is Close to Dismissing Enforcement Case

The decision is the latest retreat from the policies of former SEC Chair Gary Gensler, who officials in the crypto industry complained had sought to regulate the industry through enforcement actions.

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RESOURCE CENTER
Charitable Planning
Learn how to maximize your clients' charitable giving.
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