Morning Memo
Wealth Management Morning Memo

OCTOBER 2, 2019

COLLEGE PLANNING

Advisors Advising On Student Loans: It's Not Necessarily Altruism

Taking on student loan conversations with teens means different things to different advisors. Does it help the bottom line?

FULL ARTICLE

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ETFS

Should You Add Tech to a Client’s Portfolio?

Chasing the shiny sector may be tempting, but the numbers suggest there are better options to enhance a long-term portfolio

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SPONSORED CONTENT

A Focus on Quality Companies

How an ESG Leader Defines Quality Companies.

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INSURANCE

Life Insurance: Told vs. Sold: Part 3

What policyowners are actually buying isn't always necessarily what they think.

FULL ARTICLE

Dead Celebrity Podcast

Adam 'MCA' Yauch and How to Work With Strong-Willed Clients

Fight for the right to properly protect your clients after death.

Brought to you by FS Investments

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The Daily Brief

INDUSTRY

Galvin's Fiduciary Rule Faces A Business Community Backlash

The Greater Boston Chamber of Commerce is sending an email to members today to stir opposition to Massachusetts Commonwealth Secretary William Galvin's proposed fiduciary rule, according to the Boston Globe.

FULL ARTICLE

INDUSTRY

SEC: Maryland Firm Falls Short of Conflict Disclosure, Must Repay Clients

The settlement offer between the Commission and Founders Financial Securities comes a day after 16 firms were ordered to pay restitution to clients for similar faults.

FULL ARTICLE

BEST OF THE BEST 2019

The Judging Is Over. Here Are the Best Initiatives for 2019

Firms that take part in the WealthManagement.com Industry Awards submit their most recent initiatives for review. All the finalists submissions are included in the The Best of the Best for 2019, a special edition of Wealth Management magazine.

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INDUSTRY

RIA with $160 Million AUM Joins Integrated Partners

Lake Avenue Financial's CEO Alex Chalekian will also become Integrated Partner's Head of Practice Acquisitions, focusing on inorganic growth and internal succession planning.  

FULL ARTICLE

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