Morning Memo
Wealth Management Morning Memo

MARCH 14, 2019

REGULATION AND COMPLIANCE

Advisors Appeal to Maryland General Assembly on State's Fiduciary Rule

At a hearing on Wednesday, Maryland-based advisors told personal stories of how the state’s fiduciary bill would adversely impact their practices and their clients.

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RETIREMENT PLANNING

More Movement on Open MEPs

Hopes are high for this congressional session.

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SPONSORED CONTENT

Combining Factors to Target Specific Investment Outcomes

Explore the potential benefits of combining equity factors.

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PROSPECTING

Six Steps for Getting More Referrals from HNW Clients

How financial advisors can activate the social capital wealth cycle.

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WealthManagement Digital Edition

Next Gen Annuities - The push to make an RIA-friendly, more transparent annuity is on.

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The Daily Brief

PEOPLE

Wedbush Securities Names Christopher Mone Head of Wealth Management

Christopher Mone, the former president of U.S. Markets for Wilmington Trust Wealth Advisory, has been named an executive vice president and the head of Wealth Management at Wedbush Securities.

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TECHNOLOGY

Oranj And MoneyGuidePro Integrate

Those behind the free wealth management platform and popular financial planning software have created a single sign-on integration.

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PEOPLE

SEC Charges Texas Radio Host for $19.6 Million Ponzi Scheme

"The Money Doctor" and his firm claimed "to be a vehicle of God’s peace and comfort to as many people as possible, helping first with their financial peace of mind."

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