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Wealth Management Daily Memo

APRIL 9, 2020

INDUSTRY

Advisors Join the Fight Against COVID-19

Mark Miller

A growing number of financial professionals are offering pro bono guidance to people who need it.

FULL ARTICLE

REGULATION AND COMPLIANCE

FINRA Releases Reg BI Preparedness Roadmap

Patrick Donachie

The review comes from assessments of how member firms were working towards compliance.

FULL ARTICLE

SPONSORED CONTENT

Berkeley Capital Advisors: Our Story of Independence

Sponsored by Schwab Advisor Services

Three business partners wanted to embrace more freedom and control - so they chose independence.

WATCH

TECHNOLOGY

Addepar Introduces Unique Pricing Model For New Firms During Crisis

Davis Janowski

With the offer, firms new to Addepar receive a credit to offset their payment until the adverse impacts of the market on their business subside.

FULL ARTICLE

ETFS

ETFs with the Best Returns in the Past Three Months

Aniket Ullal, First Bridge Data

Among wide market volatility as a result of the coronavirus crisis, bond funds outperformed during the first quarter of 2020.

FULL ARTICLE

CORONAVIRUS COVERAGE

PEOPLE

Morgan Stanley CEO James Gorman Recovers From Coronavirus

Diana Britton

Gorman told employees that he had flu-like symptoms toward the middle of March, and tested positive for the virus at the end of last month.

FULL ARTICLE

INDUSTRY

Advisors Hit Hurdles in Applying for PPP Loans

Patrick Donachie

The Paycheck Protection Program is aimed to help assist small businesses retain employees, but advisors have joined others in navigating changing guidelines and ran into immense demand.

FULL ARTICLE

INDUSTRY

Advisor Events and Conferences Affected by Coronavirus

WealthManagement.com Staff

UPDATED 4/9/2020: Is my event still on? Here's a running list of wealth management events and conferences canceled and postponed by the novel coronavirus pandemic.

FULL ARTICLE

TECHNOLOGY

Advisor's Silver Lining: Free Planning Everywhere

Samuel Steinberger

You get a plan! You get a plan! Financial planning software developers are eagerly using market volatility as an opportunity to get new customers.

FULL ARTICLE

TECHNOLOGY

From Remote Desktops, Fintechs Offer Warnings and Lessons For Advisors

Samuel Steinberger

As remote working becomes plain old working, what can advisors learn from the fintechs that support them?

FULL ARTICLE

TECHNOLOGY

What You Should Know About New Cybersecurity Risks

David Canter

Cyber criminals are using the heightened fear around COVID-19 as a way to create scams that appear legitimate and urgent. Here's how to combat them.

FULL ARTICLE