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JULY 2, 2021

REGULATION AND COMPLIANCE

Advisors Question How FINRA Settlement Will Impact Robinhood

Patrick Donachie

Advisory executives see a cautionary tale in the fast-growing brokerage firm's brush with regulators.

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INDUSTRY

This Week in Wealth Management Deals

Asia Martin

The advisor moves, acquisitions and mergers you may have missed the week of June 28, 2021.

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Future Proofing Wealth Management

Sponsored by ServiceNow

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EQUITIES

Four Charts for July 4

Ryan Detrick

Four charts all investors need to see as we head into July.

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TECHNOLOGY

Schwab Taking $200 Million Charge for SEC Robo-Advisor Probe

Brian Chappatta and Ben Bain

Schwab said it's been cooperating with the SEC's inquiry into its Schwab Intelligent Portfolios robo advisor product.

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SPONSORED CONTENT

Making Tax-Smart Withdrawals in Retirement

Sponsored by Franklin Templeton

See why a conventional withdrawal strategy may result in a big tax surprise.

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