WealthManagment.com Daily Memo
Wealth Management Daily Memo

FEBRUARY 19, 2021

PEOPLE

Advisors Share Woes of Being Stuck in Texas’ Fluke Winter Snowstorm

Texas-based advisors got pummeled by low winter temperatures, ice, snow and rolling blackouts.

FULL ARTICLE

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REGULATION AND COMPLIANCE

FINRA Suspends Broker Who Allowed Barred Father to Work With Clients

FINRA claims that James Alan Schumaker allowed his father to continue working with clients, even after he was barred from the industry.  

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SPONSORED CONTENT

Tax-efficient SMAs: Better than ETFs?

Exchange traded funds are a popular vehicle for investors to gain broad passive exposure—but so are custom separately managed accounts. From tax efficiency to customization, a custom SMA may offer benefits that an ETF can’t. Watch and learn why it may be time to make passive investing personal for your clients.

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TECHNOLOGY

Protecting a Loved One's Finances: There’s An App For That

Carefull, which enlists advisors in the "circle of care," launches with $3.2 million in seed funding.

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ALTERNATIVE INVESTMENTS

Gold Goes From a Star Commodity to Laggard in Shocking Reversal

Gold's start to 2021 is its worst since 1991.

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WEALTHIES CIRCLE PODCAST

Advisor Digital Transformation with Pershing

Pershing’s Claire Santaniello explains everything you need to know about advisor-oriented digital innovation to achieve progressive and lasting workload results.

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