Firms using AI tech to generate “customized” suggestions for clients may not realize those recommendations still fall under the best interest rule, warned a senior director at FINRA's annual conference.
In the first of a 2-part series, Mindy Diamond and Louis Diamond share advice on the threshold questions to ask before taking meetings or calls regarding a transition.
Join industry leaders on Thursday, May 25th as they discuss alternative income and at least two unique strategies to consider integrating into your portfolios.
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