WealthManagment.com Daily Memo
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| RIA NEWS | | | | | | Ali Hibbs | | Genstar-backed insurance and wealth management firm Alera Group is on track to goal of $10 billion AUM by 2023, according to the firm. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The SEC's settlement with Aegis Capital Corporation included a $2.3 million civil penalty; Commissioner Hester Pierce said the deal may lead to firms not giving clients the investment option at all even when it would be useful for them. FULL ARTICLE |
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| SPONSORED WEBINAR | | | | Sponsored by SS&C Advent | | Join this webinar on August 23rd for a timely discussion on how the Fed may be inadvertently slowing down M&A strategies in 2022. REGISTER NOW |
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| RIA NEWS | | | | Ali Hibbs | | With recent backing from insurer MassMutual, Kudu now has minority investments in 19 asset and wealth managers in the U.S. and abroad. FULL ARTICLE |
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| ETFS | | | | Kristine Owram and Claire Ballentine | | Big money is at stake in the debate over the best way to navigate turmoil in the economy and markets. FULL ARTICLE |
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