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Wealth Management Daily Memo

MAY 16, 2018

TECHNOLOGY

Alexa, Say Hello to Envestnet

Samuel Steinberger

Envestnet launches a new machine-learning aggregation and analytics tool, Envision, that incorporates Amazon's voice bot, Alexa.

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REGULATION AND COMPLIANCE

House Republicans Lay Into SEC Enforcement Chiefs Over In-House Judges

Diana Britton

Two House Republicans questioned the Securities and Exchange Commission's success rate of administrative law judges, but enforcement officials argue that the path is similar to federal court.

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HIGH NET WORTH

Disputed Basquiat Will Go to Auction

Anna Sulkin

Judge denies collector Hubert Neumann's attempt to block Sotheby's planned sale of the artwork.

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