Morning Memo
 
Wealth Management Morning Memo

JANUARY 5, 2023

ETFS

Alternative ETFs at Year’s End—and a Peek into the Future

Investors may want to DIY in 2023.  

FULL ARTICLE

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REGULATION AND COMPLIANCE

DOJ: Arizona 'Advisor' Used $13M in Client Funds to Buy Metals

The Flagstaff, Ariz.-based John Lopez promised clients his "algorithm" guaranteed 10% returns; he faces 20 years in prison for allegedly deceiving clients of his non-registered business, Personal Money Management Company.  

FULL ARTICLE

WHITE PAPER

Do You See Independence in Your Future?

From advisor to entrepreneur, determine which approach is right for you.

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ESTATE PLANNING

The Telecommuting State Tax Battle

The shift to working remotely comes with tax return implications.

FULL ARTICLE

REAL ESTATE

Eight CRE Experts on Their Outlook for the New Year

Eight commercial real estate pros offer insights on what they expect to unfold in 2023 amid a challenging macroeconomic environment.

FULL ARTICLE

SPONSORED WEBINAR

The Door Is Open … Wider: ESG Investing for Retirement Plans

Join this webinar on Jan. 19th for an explanation of the key changes in the DOL’s ESG ruling, as well as a summary of how the states and the industry are reacting to the regulation.

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