Ameriprise Sues LPL Over 'Widespread' Misuse of Client Information

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Wealth Management

JULY 30, 2024

INDUSTRY

Ameriprise Sues LPL Over 'Widespread' Misuse of Client Information

Ameriprise has filed a suit against LPL, claiming that the broker/dealer directs recruits to take client information and trade secrets when they leave the firm.

RIA NEWS

Captrust Reaches $1T in Client Assets

The milestone validates Captrust’s business model and growth of the registered investment advisor space.

FASTCHAT VIDEO

Sports & Entertainment Program at Wells Fargo Advisors

MUST READS

11 Investment Must Reads for This Week

Speaking at a Bitcoin convention, Donald Trump said, if elected, he would instruct the Treasury to end its “repression” of the crypto sector, reports FundFire. Spot Ether ETFs weathered a difficult first week of trading amid a broader market sell-off, according to VettaFi. These are among the investment must reads we found this week for wealth advisors.

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