WealthManagment.com Daily Memo
Wealth Management Daily Memo

AUGUST 17, 2021

REGULATION AND COMPLIANCE

ISC Advisors Settles SEC Charges Over Share Class Disclosure Violations

The SEC argued that ISC, with more than $1 billion AUM, also failed to self-report during the SEC's Share Class Selection Disclosure Initiative even though it was eligible to do so.

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TECHNOLOGY

Seismic Acquires Lessonly, Raises Another $170 Million In Private Equity

The acquisition will add digital teaching and coaching features to the firm's sales enablement and marketing platform.

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SPONSORED CONTENT

Revisit Their Past. Plan Their Future.

Here's how family history with money defines a client's future.

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ETFS

Cathie Wood Rebuts Michael Burry, Saying He Misses Innovation Fundamentals

Wood laid out the thinking behind Ark Investment Management’s approach and called out Michael Burry directly.

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EQUITIES

Stanley Druckenmiller Exits Citi as Family Offices Reveal Stock Picks

Duquesne Family Office bought Airbnb Inc. and Marriott International Inc., while adding to its holdings of Expedia Group Inc. and Starbucks Corp., according to its latest 13F filing.

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SPONSORED CONTENT

Tax-Managed SMAs: Better Than ETFs?

ETFs are popular among investors seeking market-like exposure—but are they the most beneficial? Find out why tax-managed SMAs might be better.

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Retirement Planning

RETIREMENT PLANNING

Facing the Reality of Cognitive Decline

'Cognitive decline is another risk, so let's plan for it just like we're planning for inflation or investment losses.'

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TECHNOLOGY

RightCapital Rolls Out Retirement Income Planning Features

The dynamic retirement spending strategies will help advisors keep decumulation phase income plans flexible and on track.

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SPONSORED WEBINAR

New Market Dynamics Demand New Portfolio Risk Metrics

Are you rolling the dice with your client's portfolio? Join this webinar on August 18th at 2pm ET / 11am PT for a presentation that wil cover effective tools and strategies to help clients navigate unprecedented market dynamics.

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MORE RETIREMENT PLANNING