WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

SEPTEMBER 14, 2022

TECHNOLOGY

Apex May Explore an IPO If Markets Improve

Apex CEO Bill Capuzzi discusses the future of custody and the possibility of taking another run at going public.

FULL ARTICLE

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TECHNOLOGY

Investment From Ric Edelman Helps Fuel Lumiant's New Approach To Client Engagement

The Australian-based "advice engagement and client experience platform" aims to work with 150 U.S. advisors by the end of the year.

FULL ARTICLE

WHITE PAPER

Managing the Independent Practice

Independence puts the power of your business in your own hands.

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REGULATION AND COMPLIANCE

SEC: Calif. Advisor Stole More Than $730K From MLB Player

The commission charged Marc Frankel with using stolen funds for personal expenses, including basketball tickets, tuition and travel.

FULL ARTICLE

401KTV

401(k) Real Talk Episode 33: September 14, 2022

Open, honest and candid discussions about the latest news in the RPA industry.

FULL ARTICLE

WHITE PAPER

The 2022 Advisor Volatility Toolkit

Calm client worries. Download the ‘22 Advisor Volatility Toolkit.

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WMTV

CLIENT RELATIONS

How To Connect Deeply in Conversations

Active listening is a powerful tool advisors can use to gain insight into how to communicate with clients and effectively coach them toward intentional action.  

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401KTV

401(k) Real Chat: Kevin Collins

Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue.

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SPONSORED WEBINAR

Next: An Inside Look at the Wealth Management Firm of the Future

This webinar on Sept. 22nd will be the first presentation of Next research and will offer advisors a blue-print for creating a firm that is designed to capitalize on the growing need and demand for wealth management.

REGISTER NOW