WealthManagement.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Northern Star settled SEC charges that it mislead investors in public filings, indicating it had not had conversations with Apex prior to its IPO. FULL ARTICLE |
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| RIA ROUNDUP | | | | Ali Hibbs | | It was a slow week for deals in the RIA space but MAI didn’t miss a beat and Wealth Enhancement Group reinforced its position as 2023’s most active buyer. FULL ARTICLE |
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| WHITE PAPER | | | | Sponsored by Laserfiche | | Leverage AI for enhanced client experiences and operational efficiency. LEARN MORE |
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| 401KTV | | | | Fred Barstein | | Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue. FULL ARTICLE |
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| HIGH NET WORTH | | | | Merryn Somerset Webb | | Patriotic millionaires want the wealthy to be taxed more. But there are better ways to give money to the state. FULL ARTICLE |
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| WEBINAR | | | | Sponsored by Salesforce and Flyer Financial Technologies | | Join us on January 30 for "The Evolution of the CTO," exploring technology's pivotal role in reshaping business strategies. REGISTER NOW |
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