Morning Memo
 
Wealth Management Morning Memo

AUGUST 4, 2022

REGULATION AND COMPLIANCE

Georgia Appeals Court Reverses Decision Alleging 'Secret Agreement' in FINRA Arbitration

The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo, several months after the regulator commissioned a study to examine the case.

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HIGH NET WORTH

IRS Details 5 Tell-tale Signs of Identify Theft

Tax professionals can help protect their clients by watching out for these items.

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WHITE PAPER

Demystifying the Independent Channel

Learn which advisors seek independence and why.

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RIA NEWS

Mercer Global Advisors Adds $165M Mallard Advisors

Mercer Advisors’ latest acquisition completes the succession plan of Mallard's founder, William Starnes.

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RETIREMENT PLANNING

The Fatal Flaw in Retirement Plan’s Target Date Funds

The life-cycle portfolios that have become so common in 401(k)s will leave retirees unprotected from inflation and short on income in the long run.

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SPONSORED WEBINAR

The Search for Inflation Protection with Real Assets

Join this upcoming webcast on August 17th as our presenters examine how advisors can protect client portfolios during times of inflation. You'll learn what's driving inflation, and why it's likely to stay higher for longer.

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