Some financial advisory firms are finding their commitment to virtual practices even more validated in the current coronavirus quarantine; for other teams, the value of a physical location is becoming more apparent by the day.
It was essential for state regulators to offer guidance for advisors working from home who may not be registered in their home state, according to New Jersey's Board of Securities Bureau Chief.
Betterment for Advisors General Manager Jon Mauney shares how Betterment For Advisors is leading the way for advisors to improve their technology game for the next generation of clients.
The advocacy group for broker/dealers says firms are finding it difficult to upgrade their compliance capability due to the tumult caused by the spread of COVID-19 and are asking for 'temporary regulatory relief.'
For nearly a decade investors have been searching for yield scouring all corners of the market. With the advent of bond ETFs it is easier than ever to source income, build bond ladders and manage risk and liquidity all at a lower cost.
