Wealth Management Morning Memo

MARCH 29, 2019

Attracting Top Talent Means Rethinking Benefits

Samuel Steinberger

A lack of young advisors? Student loan repayment benefits could be the employee perk hungry firms need.

Industry

Wells Fargo CEO Steps Down as General Counsel Takes Over

Hannah Levitt (Bloomberg)

The bank is launching an external search for its next CEO and president.

SPONSORED CONTENT

Municipal Bonds: Weather Ready

Sponsored by Guggenheim

Municipal bonds weathered fourth quarter volatility better than other fixed-income sectors, but careful selection remains key.

Regulation

Why Advisors Should Heed A Recent Supreme Court Ruling

Michael Thrasher

If an advisor knowingly lies about or deceives a client about a security, they can't blame someone else.

ETFs

Bond ETFs Go Tactical. Technically.

Brad Zigler

Long-term funds are breaking out.

WealthManagement Digital Edition

Targeted Digital Ads Can Work for Consumer Brands. Can They Work for Advisors? - Dynasty Financial has unveiled a program to help its RIAs use cutting-edge digital marketing, pinpointing prospects where they live, both online and in real time.

The Daily Brief

New Jersey Man Charged in Overbilling Scheme at RIA

Diana Britton

According to the SEC, Richard T. Diver allegedly stole $6 million from his RIA, overcharging clients to artificially inflate his pay.

READ MORE OF THE DAILY BRIEF