WealthManagment.com Daily Memo
Wealth Management Daily Memo

SEPTEMBER 23, 2020

PEOPLE

Bankrupt Advisor Sues Lincoln Financial Advisors Over Firing

Advisor Diana Behre says she was fired after revealing her Chapter 7 filing to her employer.

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REGULATION AND COMPLIANCE

Critics Worry SEC Shareholder Proposal Rules Limit Corporate Accountability

The Securities and Exchange Commission said the changes would modernize the rules and balance concerns of shareholder-proponents and other shareholders, while critics claimed the rule would help CEOs skirt corporate accountability.

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SPONSORED CONTENT

Who is in the Driver’s Seat?

Clients aren’t. Software isn’t. So, who’s at the wheel?

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RETIREMENT PLANNING

DOL Provides Guidance for Lifetime Income Illustrations

The goal is to help workers and retirees understand how savings translate to retirement income.

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SPONSORED CONTENT

RIAs Are Reinventing the Industry. It’s Your Turn.

While certain channels are expected to lose market share over the next decade, we’re prepared to see a rise in the number of RIA firms. To learn how you might get in on the growth story, read this whitepaper.

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Wealthies Circle Spotlight

Why Financial Advisors Join Janney

A survey of financial advisors found eight reasons for choosing Janney.

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