Even as new Schwab executive Tom Bradley tours the country reiterating the firm’s commitment to the sub-$100 million advisor, larger RIAs say they too are concerned with service levels and technology downgrades in the wake of the Schwab acquisition, according to a WealthManagement.com survey of TDAI RIAs.
Outgoing Pershing Advisor Solutions CEO Mark Tibergien still plans to do some consulting and coaching, and says his decision to retire had nothing to do with competitor Schwab’s upcoming merger with TD Ameritrade.
Learn the latest trends and issues that have an immediate impact on ultra-high-net worth individuals, multi-family offices, and wealth managers. CE Credits Pending Approval.
This episode looks at LGBT issues from two different advisors: one who stayed in the closet at his advisory firm, and another whose son came out as gay at a young age. Both now advocate for and celebrate the LGBT community.
