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BREAKING: ASIC outlines adviser reference checking protocols

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19 November, 2020

Industry News

ASIC outlines adviser reference checking protocols

The Australian Securities and Investments Commission has released a discussion paper outlining its proposed protocols for adviser reference checking in a bid to stop “rolling bad apples”.

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Money Management · Level 10, 4 Martin Place, Challis Place · Sydney, NSW 2000 · Australia

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