Morning Memo
Wealth Management Morning Memo

JANUARY 5, 2021

ETFS

Breaking Down the Record Year in ETFs

ETF demand was broad based in 2020, as fixed income and commodity ETFs pulled in impressive net inflows relative to their size. In addition, investors continued to choose equity ETFs over often more expensive mutual funds.

FULL ARTICLE

Advertisement

REGULATION AND COMPLIANCE

FINRA: Morgan Stanley To Pay $1.7 Million for 529 Plan Lapses

The settlement is the first action coming from the regulatory agency's 2019 self-reporting initiative for failures to oversee 529 plan share class recommendations.

FULL ARTICLE

SPONSORED CONTENT

Uncover Hidden Value in Corporate Bonds

How do you know if an investment grade bond is attractively valued?

DOWNLOAD NOW

BUSINESS PLANNING

Minimizing Client Defections During Your Payout Period: Part 1

It’s key to recognize the inherent fragility of post-sale/merger projections.  

FULL ARTICLE

SPONSORED CONTENT

A New Way to Think About Fintech in 2021

Is your practice geared up for the post-pandemic world? Discover how technology can help you win new business, map out financial goals, tailor portfolios to match client goals, and measure your progress.  

DOWNLOAD

Wealthies Circle Spotlight

Operationalize Your Vision

We believe advisors win through technology and experiences that empower them with the tools they need to turn their visions into actionable goals.  

LEARN MORE

VISIT THE WEALTHIES CIRCLE