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Wealth Management Morning Memo

SEPTEMBER 23, 2022

REGULATION AND COMPLIANCE

The SEC's New Marketing Rule Explained

Harriet Christie

Some tips to help advisors stay compliant and avoid big fines.

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HIGH NET WORTH

Four Lessons From Patagonia Founder Yvon Chouinard Giving Away the Company

Bryan D. Kirk and Abby Axelrod-Wunderman

His planning serves as a reminder for advisors to understand our clients’ goals and develop tools to achieve them.

WHITE PAPER

How Technology Makes Adopting Direct Indexing Easy

Sponsored by Orion Advisor Tech

Stay one step ahead of the robots with Direct Indexing.

PHILANTHROPY

Is Congress Considering a Charitable Deduction Revival?

Sandra G. Swirski

An update on philanthropy legislation from Capitol Hill.

ETFS

The 20 ETFs With the Best Returns Over the Past 5 Years

Aniket Ullal, CFRA Research

Funds focused on clean energy and semiconductors were among the best-performing over the last five years.

FASTCHAT VIDEO

Finding Strategies to Mitigate Market Uncertainties

Sponsored by Amundi Asset Management

Inflationary pressures have impacted portfolio management across the marketplace. Listen in to hear how Pioneer Fund has set itself apart from others to remain sustainable.

Podcasts

MINDY DIAMOND ON INDEPENDENCE

Former $2B J.P. Morgan Team on Their New Chapter with Cresset

Mindy Diamond

A conversation with Kevin McGuire and Sarah Burney, managing directors and wealth advisors at Cresset, one year into their transition.

THE STEPHEN AND KEVIN SHOW

Our Favorite Sales Tips for Financial Advisors

Stephen Boswell and Kevin Nichols

Based on 13 years of personal coaching experience, Stephen and Kevin review their favorite sales tips for financial advisors.

SPONSORED WEBINAR

Practical Considerations for Splitting a Private Foundation

Sponsored by Foundation Source

Join this webinar on Sept. 29th as we cover the practical considerations for when a private foundation’s principals decide to go their separate ways.