As the Democratic party vows to reverse the Trump administration’s financial advice regulations, a panel of legal experts say those rules can’t simply be undone.
If you are a finance leader within a financial services firm or a financial advisor offering expertise to clients, it’s time to stop being a historian and start being a visionary. Join this webinar on Aug. 4 and hear from Aaron Harris, CTO at Sage, as he shares his vision of the future of financial management and the role of AI.
While many brokerage and advisory firms had followed compliance mandates for developing their forms, the Commission still found examples of forms that could be "more clear or otherwise improved."
