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Wealth Management Morning Memo

JULY 31, 2020

Can Reg BI, the DOL Rule Be Undone By Democrats?

Diana Britton

As the Democratic party vows to reverse the Trump administration’s financial advice regulations, a panel of legal experts say those rules can’t simply be undone.

FULL ARTICLE

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Technology

Vanguard: Advisors Need To 'Embrace The Technology'

Samuel Steinberger

The pandemic has forever changed the way advising will be done. Virtual is here to stay.

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ETFs

The Most Heavily Traded ETFs in the Past Month

Aniket Ullal First Bridge Data

These funds saw the most action over the past 30 days.

FULL ARTICLE

Industry

Raymond James Wealth Revenues Down 16% Over Last Quarter

Erick Bergquist

The pandemic hit the brokerage’s fiscal third quarter revenues and put a damper on home-office visits by prospective advisors.

FULL ARTICLE

The Daily Brief

Guideline, Small Business Retirement Plan Provider Announces $85 Million Series D

Davis Janowski

The new funding brings the advisor-friendly plan provider's total to $144 million in capital raised.

FULL ARTICLE

Hightower Buys Stake in $1.5B RIA Private Vista

Diana Britton

Chicago-based Hightower announced its second acquisition this week, this time on its home turf.

FULL ARTICLE
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