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MARCH 9, 2023

RIA NEWS

Captrust Acquires $5.8B Monroe Vos Consulting

Ali Hibbs

In its first acquisition of the year, Captrust adds a $5.8 billion firm with wealth, retirement planning, and endowment and foundation businesses.

FULL ARTICLE

REGULATION AND COMPLIANCE

Webull Financial to Pay $3M to FINRA for Approving Inexperienced Options Traders

Patrick Donachie

Webull Financial settled charges with the regulator, who argued the firm didn’t adequately screen customers for approval when they applied for options trading.

FULL ARTICLE

WHITE PAPER

How Technology Makes Adopting Direct Indexing Easy

Sponsored by Orion Portfolio Solutions

Stay one step ahead of the robots with direct indexing.

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RIA NEWS

Prime Capital Investment Advisors Buys Cornerstone Comprehensive Wealth Management

Ali Hibbs

With $400 million in assets, Cornerstone is the 15th acquisition in PCIA history and builds on roughly 500% growth in just 5 years.

FULL ARTICLE

ETFS

Running Through February’s ETF Launches

Aniket Ullal, CFRA Research

A total of 25 new ETFs made their market debuts during the month of February 2023.

FULL ARTICLE

EXCLUSIVE RESEARCH

The 2023 Wealth Management M&A Outlook

In partnership with Skyview Partners, Cambridge and Bluespring Wealth Partners

A data-driven analysis of M&A and valuation trends re-shaping the wealth management market.

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