Wealth Management Daily Memo

APRIL 22, 2022

REGULATION AND COMPLIANCE

CapWealth 12b-1 Case Moves Closer to Jury Trial

Patrick Donachie

A federal judge denied the SEC's appeal for summary judgment, arguing the regulator has not shown CapWealth made any "material misstatement or omission."

Advertisement

CLIENT RELATIONS

Finding Balance in a Digital Revolution

Mark Contey

Technology can only go so far in supporting the continued consolidation of the financial services industry.

FASTCHAT VIDEO

Transitioning your Business: Growth as an Advisor

Sponsored by Wells Fargo Advisors

Watch as Andrew D. Urbanski, at Wells Fargo Advisors, Private Wealth Financial Advisor discusses transitioning your business and growth as an advisor.

ALTERNATIVE INVESTMENTS

‘It Could Destroy Your Life’: Crypto Trading Goes to Rehab

Charlie Wells and Misyrlena Egkolfopoulou

From a $90,000-a-week Swiss clinic to inexpensive teletherapies, addiction specialists are offering treatments for compulsive crypto traders.

FIXED INCOME

This Was the Week the Fed Finally Figured It Out

Jenny Paris

The central bank now understands that to tame inflation it needs to get ahead of the markets, not simply guide them.

SPONSORED WEBINAR

Direct Indexing vs. Personalized Portfolios

Sponsored by Vise

This webinar on Thurs. April 28th will cover how to talk to clients about direct indexing vs. custom indexing, how customized portfolios create greater tax optimization for clients, and more.