A United States District Court found that two Cetera firms failed to disclose conflicts of interest to advisory clients when recommending investment funds and taking 12b-1 fees, shared revenue, administrative fees and mark-ups.
The new custom SMA offering, an expansion of Fidelity’s direct indexing lineup, will be broadly available to RIA, broker/dealer and family office clients in 2023.
Watch as Marian Macindoe, Head of ESG Stewardship, Parnassus Investments, discusses why investors should care about ESG Stewardship and how she predicts it will evolve over time.
Risk exposures may dramatically vary among investments, even if those assets have the same overall volatility. That means two funds with the same overall risk could react differently to market movements depending on their risk decomposition. Analyzing the underlying risk factors can increase your understanding of what’s really going on inside a portfolio.
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