Morning Memo
 
Wealth Management Morning Memo

JANUARY 12, 2024

PEOPLE

Cetera Head of Recruiting John Pierce to Depart Firm

Pierce will stay on until April 1 as Cetera implements a "downstream" recruiting strategy.  

FULL ARTICLE

REGULATION AND COMPLIANCE

Top House Democrat Seeks More Clarity on DOL Fiduciary Rule

The Capital Markets Subcommittee called a hearing to examine the DOL’s latest bite at the fiduciary apple, which recently wrapped up its public comment period.

FULL ARTICLE

2024 MARKET OUTLOOK

There’s a Better Way to Track Licenses and Registrations

Discover how integrated and automated compliance technology can streamline the ongoing management of licenses, registrations, and continuing education for employees

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RIA NEWS

Laird Norton and Wetherby Unite Under Single Brand

Two years after marrying, the firms now share the same name.  

FULL ARTICLE

THE DIAMOND PODCAST FOR FINANCIAL ADVISORS

2023’s Most Valuable Insights

An annual digest for financial advisors with hosts Louis Diamond and Jason Diamond.

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