Morning Memo
Wealth Management Morning Memo

FEBRUARY 8, 2021

INDUSTRY

Cetera in Advanced Talks to Buy Voya's Broker/Dealer Business

The deal, backed by Cetera's private equity parent Genstar, would likely be for Voya's brokerage network and client assets.

FULL ARTICLE

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REGULATION AND COMPLIANCE

Ohio Finalizes Best Interest Rule for Annuities, Joining Other States

The rule is based off a model designed by the National Association for Insurance Commissioners that was intended to align with the SEC's Regulation Best Interest.

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HIGH NET WORTH

How to Help Clients with a Non-U.S. Citizen Spouse

Any missteps can have major tax implications.  

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MUTUAL FUNDS

Fund News Advisors Can Use: Just Invest, QMA Bring Custom ESG, Tax Management to RIAs

In this week's funds news, PGIM and SEI get into the direct indexing game and "The Convexity Maven" joins Simplify Asset Management.

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Wealthies Circle Spotlight

Unlocking the Next Generation of Clients

The next generation of investors are seeking new ways to manage their wealth and values-aligned investments. Is your practice ready?

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