In response to requests from the FPA and others, the CFP Board will push back the compliance date for its new Code of Ethics and Standards of Conduct to June 30, 2020, which coincides with the SEC's Reg BI.
Testing for cybersecurity also increased this year, with advertising and privacy also considered important compliance topics, according to the survey from the Investment Adviser Association and ACA Compliance Group.
Bond markets have inherent inefficiencies that can create investment opportunities for skilled, active managers. In this live CE-credit webinar, we will explore how Wells Fargo Asset Management's Global Fixed Income Platform seeks to exploit inefficiencies while managing downside risk to deliver alpha to their clients.
