Wealth Management Daily Memo

FEBRUARY 1, 2021

REGULATION AND COMPLIANCE

CFP Board Reviews Sanction Guidelines

Patrick Donachie

The 15-member Commission on Sanctions and Fitness will also look to revise the standards for those who are hoping for CFP certification.

HIGH NET WORTH

Disclosing Clients' Foreign Holdings to the IRS

Harvey Bezozi

Key takeaways for getting out and staying out of filing delinquency trouble.

SPONSORED CONTENT

Predictions 2021: What should you expect?

Sponsored by Addepar

Leading voices in wealth management share perspectives on 2021

MICHAEL KITCES' #FASUCCESS PODCAST

Kristin Harad on the Importance of a Clear and Consistent Marketing Process

Michael Kitces

Kristin Harad shares her tips on how advisors can find the right target market to focus on when they’re not sure which one to pursue.

RETIREMENT PLANNING

More Older Americans Stay on the Job. Working From Home Helps

Alex Tanzi

Today, roughly 1 in 5 adults aged 65 and older remain on the job, according to the Bureau of Labor Statistics. In the mid 1980s, the ratio was closer to 1 in 10.

SPONSORED CONTENT

Thinking About a Switch? Top Reasons Your Peers Are Choosing New Broker-Dealers

Sponsored by Kestra Financial

Download the report now to get an in-depth analysis of the five key considerations for making the switch to a new broker-dealer.

Wealthies Circle Spotlight

How I Became an Independent RIA

Contributed by Schwab Advisor Services

Learn how this team pushed through discomfort to pursue the potential growth of becoming an RIA.

VISIT THE WEALTHIES CIRCLE