Morning Memo
Wealth Management Morning Memo

FEBRUARY 23, 2021

CELEBRITY ESTATES PODCAST

Chuck Berry, Tax Evasion and the Power of Advisory Teams

Chuck Berry amassed a sizable estate upon his death in 2017 at the age of 90, despite his conviction of tax evasion in 1979.

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REGULATION AND COMPLIANCE

SEC Obtains Final Judgment Against Advisor Who Defrauded Investors of Millions

Last November, James Booth was sentenced to 42 months in prison for conducting a Ponzi-like scheme on investors, and was ordered to pay nearly $5 million.

FULL ARTICLE

SPONSORED CONTENT

Headwinds at Home. Tailwinds Abroad.

Help clients get ready for a possible rotation to international.

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BUSINESS PLANNING

Competing on Employee Experience: It’s Your Choice …

One of the greatest drivers of client experience is employee experience.

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ETFS

Raging Success of First Bitcoin Fund Shows Who Leads ETF Market

The explosive debut of the Purpose Bitcoin ETF (BTCC) happened in Canada, known for being out front in ETF product development.

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SPONSORED CONTENT

Don’t Call it a Fad: Behavioral Finance is the Future of Fintech

Staying ahead of the curve means not getting complacent; instead, pay close attention to what’s shifting around you: in the industry, in the economy, and in the tech space.

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Wealthies Circle Spotlight

TAN Welcomes Purpose-Driven Advisors

Learn how TAN’s hybrid RIA model combines independence with a strong community and shared values.

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WEALTHIES CIRCLE DIGITAL FORUM

Operations Innovation: Managing the New Normal

Join us on Feb. 24th for the Technology CE Digital Forum event. Live, interactive sessions will be paneled by leading executives at award-winning firms covering the state and future direction of technology.

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