Wealth Management Daily Memo

MARCH 31, 2022

INDUSTRY

CI Financial, Pathstone Acquire Eaton Vance Assets from Morgan Stanley

Patrick Donachie

Morgan Stanley is shedding some of the wealth management businesses of Eaton Vance, which it acquired in a $7 billion acquisition last year.

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REGULATION AND COMPLIANCE

SEC Bars Another Advisor in 1 Global Securities Scam

Patrick Donachie

The 1 Global Capital fraud scheme raised more than $320 million from more than 3,600 investors throughout the country, according to the commission.

SPONSORED CONTENT

What’s Holding You Back?

Sponsored by Commonwealth Financial Network

The process of breaking away isn’t as complex as you may fear, and can be one of the most rewarding decisions you’ve ever made—for yourself and your clients.

THE WEALTHSTACK PODCAST

Ric Edelman on Advisors’ 'Crypto Knowledge Gap'

Mark Bruno

As cryptocurrencies grow more popular with investors, advisors need to play catch up. Ric Edelman discusses how.

ETFS

The 20 Most Actively Traded ETFs in the Past Month

Aniket Ullal, CFRA Research

These funds saw the most action over the past 30 days.

SPONSORED WEBINAR

Navigating Retirement Planning in a Changing Tax Landscape

Sponsored by Protective Life

Join this timely webinar on Wed. April 13th, for a better understanding of how taxes can impact your clients' retirement plans, considerations for navigating changes in tax legislation, and how may be able to help your clients improve the tax efficiency of their portfolios.