| | | As the cost of capital comes down, the most active players in the RIA M&A space will invest more aggressively, according to the latest DeVoe & Company RIA Deal Book. Read More > |
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| | | Veteran advisor Larry Parkin has come out of retirement to lead Homrich Berg’s Florida operations. Read More > |
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| | | The models will span investment options ranging from equity SMAs to evergreen alternative funds. Read More > |
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| | | Americana’s leadership and employees will still be significant owners after the deal, while CEO Jason Fertitta and the rest of the leadership team will continue to run the firm. Read More > |
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| | | Petso Financial Consultants represents Modern Wealth’s first office West of Kansas City, bringing its total AUM to over $6 billion. Read More > |
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| | | The deal expands Apollon's presence in Washington, D.C., while giving CIC a more attractive platform for potential recruits. Read More > |
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| | | The new wealth management firm has assembled a team of 20 professionals from Citi, Greenway Wealth Management, Interactive Brokers and Fidelity, among others. Read More > |
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| | | In a newly released white paper, the organization recommended that the Board allow certificants at SEC- and FINRA-registered firms to be considered compliant with CFP rules. Read More > |
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| | | Mercer Advisors collaborated on the design for 18 months as an anchor customer; 60+ firms have since been added during the beta period. Read More > |
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| | | Ninety-two percent of firms surveyed by the ACA Group and National Society of Compliance Professionals have no policies in place for AI use by third parties and service providers. Read More > |
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| | | The founding members include Mariner Wealth Advisors, Halbert Hargrove and Modera Wealth Management. Co-Chairs Gerry Goldberg and Grant Rawdin hope the initiative will help firms adopt best practices for servicing communities. Read More > |
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