Wealth Management Daily Memo

MARCH 7, 2019

REGULATION AND COMPLIANCE

Congressional Legislation Not the Answer for a Fiduciary Standard

Diana Britton

The former assistant secretary of Labor Phyllis Borzi says lobbying Congress to reactivate a fiduciary rule is not the way to go.

PEOPLE

Advisor Overseeing $11 Billion Joins Calamos Wealth Management

Michael Thrasher

Frazer Rice, who spent more than 15 years at Wilmington Trust, is opinionated and wanted to work at a firm that supported and challenged him.

SPONSORED CONTENT

Highlights from National LINC 2019

Sponsored by TD Ameritrade Institutional

The best takeaways from the year’s most innovative RIA conference.

BUSINESS PLANNING

Seven Simple Steps to Help You Achieve Your 2019 Goals

Matt Oechsli

Tracking activity leads to tracking results, tracking results leads to financial advisors achieving their annual goals.

SPONSORED CONTENT

Are investors leaving gains on the table?

Sponsored by New York Life

This new white paper explores a new pre-retirement solution that may offer more growth than Fixed Indexed Annuities, while providing similar downside protection.

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