WealthManagment.com Daily Memo
Wealth Management Daily Memo

APRIL 4, 2019

REGULATION AND COMPLIANCE

Congressional Panel Debates Mandatory Arbitration

A House committee is considering a half dozen bills aimed at investor protection, including one that would prohibit firms from including arbitration mandatory clauses in client agreements.

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INDUSTRY

Emigrant Partners Acquires Minority Stake In Its First RIA

NorthRock Partners, a Minneapolis-based RIA that manages $1.5 billion in assets, is the first to partner with the New York Private Bank & Trust affiliate.

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SPONSORED CONTENT

This Social Security Loophole is Not Shut Yet

Can your clients still take advantage of this opportunity?

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INDUSTRY

Sorry, Wall Streeters, You Now Need to Earn Your Patagonia Vests

Patagonia said it wants to add more companies that have the B Corp designation to its client list -- businesses that meet certain environmental, social and transparency standards and are certified by a private organization.

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