Wealth Management Daily Memo

JULY 30, 2021

REGULATION AND COMPLIANCE

Critics Question Impact of CFP Board's Proposed Sanction Revisions

Patrick Donachie

Some observers argue the CFP Board’s proposed changes go too far and that its resources could be better used elsewhere—others say the revisions don’t go far enough.

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INDUSTRY

LPL’s Earnings and Advisor Count Jump Amid Latest Deals

Asia Martin

LPL's advisory and brokerage assets edged past $1 trillion in the quarter, along with a 17% increase in income and a 13% increase in advisors.

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TECHNOLOGY

Wealthfront Adds Crypto With Addition of Bitcoin, Ethereum Trusts

Samuel Steinberger

Wealthfront’s newfound enthusiasm for portfolio customization means the firm is now offering bitcoin and ethereum trusts tracked against CoinDesk indices.

PEOPLE

This Week in Wealth Management Deals

Asia Martin

The advisor moves and acquisitions you may have missed the week of July 26-30, 2021.

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