WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

APRIL 1, 2022

REGULATION AND COMPLIANCE

Decade-Old Dustup Continues to Haunt FINRA

Sen. Elizabeth Warren and Rep. Katie Porter are pressing the regulator after a Georgia judge called the fairness of its arbitration process into question.

FULL ARTICLE

TECHNOLOGY

Vanguard, Betterment Top New Ranking of Robo-Advisers

Morningstar waded through the crowded field and looked at cost, transparency, asset allocation and financial planning tools.

FULL ARTICLE

SPONSORED PODCAST

CXO: CAIA Association. CAIS, CAIA, and a shared vision for the future of alternative investments Ft. Bill Kelly

Hear the latest episode of the CXO Podcast, as we sit down for a fireside chat with CAIA Association President and CEO Bill Kelly.

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HIGH NET WORTH

How Biden’s Billionaire Minimum Income Tax Would Hit the Wealthy

The proposal would require the very rich to pay taxes on their capital gains, even if they haven’t sold the assets.

FULL ARTICLE

INSURANCE

Advisor Collaboration and Inter-Generational Split-Dollar Plans

A prime example of a sophisticated strategy where advisors, attorneys and life-insurance professionals can work together to add value. Just don’t discount how things could play out in real time.

FULL ARTICLE

SPONSORED CONTENT

Six Keys to Finding the Right Firm

If you’re considering changing firms, choosing the right partner to drive your practice forward is an important decision.

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Podcasts

THE WEALTHSTACK PODCAST

Ric Edelman on Advisors’ 'Crypto Knowledge Gap'

As cryptocurrencies grow more popular with investors, advisors need to play catch up. Ric Edelman discusses how.

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MINDY DIAMOND ON INDEPENDENCE

$500M Northwestern Mutual Breakaway Finds Her Voice and a 5x Valuation in True Independence

Katherine Forrester Schneewind left a country music career behind to follow her dream of becoming a financial planner so she could help others take control of their financial destinies. She tells her journey to independence to Louis Diamond.

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SPONSORED WEBINAR

The ESG Effect and Investment Performance

In this webinar on Thurs. April 14th, attendees will learn how ESG impacts portfolio performance, they key factors used to identify quality companies, how to measure the true cost of alpha, and more.

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