View Online

AUGUST 8, 2018

REGULATION AND COMPLIANCE

Democrats Blast Proposed U.S. Broker Rule, Industry Backs It

Elizabeth Dilts and Michelle Price

The SEC on Tuesday wrapped up its three-month public comment period on the proposed Regulation Best Interest.

FULL ARTICLE

RETIREMENT PLANNING

When Are IRA Distributions Not Included in a Spouse’s Gross Income?

Susan R. Lipp

Private letter ruling deems rollover made by decedent’s wife to be valid.

FULL ARTICLE

SPONSORED CONTENT

Gender Gap in Fund Investor Diversity

Sponsored by Morningstar

Performance doesn't explain the lack of female fund managers.

DOWNLOAD

REGULATION AND COMPLIANCE

IRS to Target Workarounds for $415 Billion Business Tax Break

Lynnley Browning

The IRS’s proposed regulations will make clear that it considers a planning technique known as “crack and pack” to be abusive.

FULL ARTICLE

SPONSORED CONTENT

New Report: Putting FAANG Marks on Financial Services

Sponsored by Cerulli

Pivoting For New Sources of Growth, examines whether Facebook, Apple, Amazon, Netflix or Google (FAANG) can conquer financial advice — and how wealthy advisors are reconsidering their alternative investments. Share your views on portfolio construction to download this $3,500 report - FREE

TAKE THE SURVEY