Wealth Management Daily Memo

OCTOBER 9, 2018

REGULATION AND COMPLIANCE

Despite Some States’ Actions, NASAA Seeks a Uniform Standard of Care

Diana Britton

The states can do what they will, but the association of state securities regulators is focused on making its position clear on Regulation Best Interest.

EQUITIES

Data Points: How Advisors Think About Investment Management

WealthManagement.com Staff

Many advisors still see portfolio construction and asset allocation as a value proposition.

SPONSORED CONTENT

A Charitable Conversation Guide

Sponsored by Fidelity Charitable

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WEALTHCASTS

Michael Kitces' #FASuccess Podcast: Keeping it Simple with Sunit Bhalla

Michael Kitces

OakTree Financial Planning's Sunit Bhalla describes to Michael Kitces how he built his hyper-efficient solo practice.

SPONSORED CONTENT

The RIA Roadmap: Your Essential Guide to Making the Transition

Sponsored by Schwab Advisor Services

Are you ready to go independent? Thousands of advisors have made the transition. Learn how with this guide.

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