Morning Memo
Wealth Management Morning Memo

OCTOBER 15, 2021

REGULATION AND COMPLIANCE

DOL Proposes New ESG Rule After Scrapping Trump-Era Version

The Labor Department’s proposed rule would remove obstacles for fiduciaries to consider ESG issues in investments, with one public policy expert expecting it to be finalized by early 2022.

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ETFS

September's Bumper Crop of New ETFs (Part Two)

A look at the second half of September's round of 64 new ETFs.

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RIA EDGE PODCAST

Wealthcare’s Matt Regan on Drivers of Strategic RIA Growth

Wealthcare Capital Group President Matt Regan discusses the approach his firm takes to thinking about growth on a daily basis.

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MINDY DIAMOND ON INDEPENDENCE

Why a Former Leader Left the Herd for Independence

Greg Franks shares the story of his own leap to independence in 2011 from a ranking position at Merrill to the role of managing partner, president and COO of Snowden Lane Partners.

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ETFS

Do ESG Ratings Get High Marks?

Given the subjectivity inherent in ESG ratings, they should be viewed not as objective ratings, but as opinions, writes Dimensional Fund Advisors' Will Collins-Dean.

FULL ARTICLE

SPONSORED WEBINAR

Making Sense of ETF Structures and Liquidity

In this webinar on Monday, Oct. 18th, our panel of speakers will discuss how you can help optimize your ETF trading practices and a few trends seen in the ETF market.

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