Morning Memo
 
Wealth Management Morning Memo

OCTOBER 12, 2022

REGULATION AND COMPLIANCE

DOL Proposes New Independent Contractor Rule

Once again, the DOL could put the employment status of independent broker/dealers in jeopardy. FSI president Dale Brown questioned whether the department gave enough attention to feedback from the industry when formulating the proposal.

FULL ARTICLE

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BUSINESS PLANNING

Strategic Planning for 2023: Think ‘What’ Not ‘Why’

The conversation shouldn’t be about “How are we going to get more?” it needs to be, “What do we want more of?”

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RESOURCE CENTER

Nasdaq Exchange Insights

Your hub for ETF and Options Insights

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HIGH NET WORTH

Salve for the SALT Tax Wound

Some states have established a pass-through entity tax that enables certain entities to avoid the SALT deduction cap.

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EQUITIES

Rich Millennials Have Lost Confidence in Stock Market, BofA Says

Individuals ages 21 to 42 with at least $3 million in assets have only a quarter of their portfolio in equities, compared with more than half for those who are older.

FULL ARTICLE

SPONSORED WEBINAR

Finding Income: The Regime Shift in Today’s Market

Join us Oct. 18, as we present a comprehensive assessment of the ways in which your clients can successfully navigate this inflationary environment -- and discover potential solutions for finding income despite these new realities.

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