Morning Memo
Wealth Management Morning Memo

DECEMBER 16, 2020

DOL Releases Final Version of Fiduciary Rule

The new rule allows fiduciaries in retirement plans to be exempt from certain prohibited transactions provided they adhere to a number of "impartial conduct standards."

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Technology

With Advisor-Focused Robo, Franklin Templeton Enters New Territory

The asset manager is launching Tango, a white-label robo combining its IP with parts and components from multiple partners.

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Top 3 Practice Management Challenges

For firms facing numerous obstacles, FinTech is key to success.

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Succession Planning Process

Action steps to consider when selling your practice.

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Technology

Digital Assets Playbook: Bitcoin

How to answer the five key questions your clients have on bitcoin.

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Wealthies Circle Spotlight

Coaching Women to LIVE FINANCIALLY FEARLESS

StrongHer Money empowers women with the tools they need to be confident in their financial future.

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VISIT THE WEALTHIES CIRCLE

The Daily Brief

SEC Director of Division of Trading and Markets Brett Redfearn to Depart

Redfearn, who led the SEC’s Division of Trading and Markets, which was responsible for ensuring firms remain in compliance with Reg BI, will leave the agency by year’s end.

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RightCapital Integrates With LPL's ClientWorks Platform

Previously listed on the IBD's preferred vendor list, RightCapital now joins other planning tools available through the LPL platform.

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